THE FINANCIAL TECHNOLOGY
INVESTMENT BANK

Mergers & Acquisitions

Growth Capital

Business Continuity Plan

Morgan Partners LLC has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

Contacting Us 

If after a significant business disruption you cannot contact us as you usually do - whether by telephone at +1 617.410.5200 or by email at individual addresses or info@morganpartners.com - please call our alternative number, +1 617.440.3495, or visit our website atwww.morganpartners.com for timely and relevant information. 

Our Business Continuity Plan 

We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business.  In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers’ prompt access to their funds and securities if we are unable to continue our business.

Do we disclose any information to outside parties ? 

We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm operations as quickly as possible, given the scope and severity of the significant business disruption. 

Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers' prompt access to their funds and securities if we are unable to continue our business. 

Varying Disruptions 

Significant business disruptions can vary in their scope, ranging from ones impacting only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or an entire region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. Assuming a disruption impacting only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within 24 hours. In either situation, we plan to continue in business and notify you through our website www.morganpartners.com how to contact us. 

For More Information 

If you have any questions about this business continuity planning, please email us at info@morganpartners.com.